"In the age of information overload, it is refreshing to have a publication whose primary purpose is to serve and educate its readership. A publication that is governed by the people in the industry is always the most compelling and the quality of experience leveraged and information gathered is immediately evident. This journal serves as an industry standard for excellence in reporting on the many facets of our profession, as well as showing where it is going."
Volume 8, 2015-16
Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues. The articles published in Volume 8 are:
Volume 8 Number 4
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Blockchain YES, blockchain NO: An outsider (non-IT expert) view
Andrea Tranquillini, Managing Director Business Development, globeSettle SA -
Examining the future of regulatory reporting for the banking industry
Frédéric Visnovsky, Deputy Secretary General, ACPR -
Generating returns through better relationships: How managed custody accounts benefit managers and investors
Thomas A. Hickey III, Chair, Stuart E. Fross, Partner & Business Lawyer, Gustavo Resendiz, Senior Counsel, and Kenneth C. Nee, Associate & Business Lawyer, Foley & Lardner -
Corporate actions and the need for market efficiency
Bennie van der Westhuizen, Head of Investors & Intermediaries, Standard Chartered Bank -
Understanding the EU’s approach to harmonised regulatory reporting
Olga Petrenko, Market Integrity Senior Officer ESMA -
Blockchain and the securities industry: Towards a new ecosystem
Carlo R. W. de Meijer, Independent Financial Services Advisor -
A new European approach to transaction reporting
Vivienne Bannigan, Managing Director, Granuaile -
Anti-money laundering and sanctions compliance challenges for custody services
Sharon Cohen Levin, Partner, Franca Harris Gutierrez, Partner & Vice-Chair, WilmerHale, Katrina Carroll, Chief Anti-Money Laundering Officer, LPL Financial and Elijah Alper, Director & Assistant General, Counsel Capital One -
Reconciliations: The forefront of regulatory compliance procedures
Maryse Gordon, Senior Pre-Sales Consultant, London Stock Exchange
Volume 8 Number 3
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Trade and transaction reporting challenges facing buy-side firms
Angela Hayter-Holt, Head of Regulatory Reporting, Hermes Investment Management -
Fixed income pre- and post-trade transparency
Arjun Singh-Muchelle, Senior Advisor, Capital Markets, The Investment Association -
The FRTB: Do not underestimate the standardised approach
Nicola Hortin, Head of the Regulatory AnalysisTeam, EMEA, AxiomSL -
The changing role of the network manager: Is network management morphing into vendor governance?
Sandra Holmqvist, Head of Network Management and Göran Fors, Deputy Head of Investor Services, SEB -
Financial technology: Blockchain and securities settlement
Taketoshi Mori, Senior Manager, Deloitte Touche Tohmatsu -
Clarifying MiFID II: Pre-trade transparency for non-equities
Miranda Morad, General Counsel, and Jason Waight, Head of Business Management and Regulatory Affairs, MarketAxess -
The G20 leaders’ financial reform and its impact on EU banks’ back-office function
Michel M. Stubbe, Head of the Financial Operations Services Division, European Central Bank -
Assessing the practical impacts of the EU derivatives trading obligation
Elisabeth Øverland, Counsel, Freshfields Bruckhaus Deringer -
Panama papers highlight the urgency: From FATCA to the OECD CRS
Meredith Moss, Founder & CEO, Finomial -
Evolution of collateral ‘management’ into collateral ‘optimisation’
Bilgehan Aydin, Head of Collateral Solutions, Corporates and Markets, Commerzbank -
MiFID II and regulatory transaction reporting
Nirvana Farhadi, Founder & CEO, FFS-RegTech Solutions
Volume 8 Number 2
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Emerging trends in securities services and how Deutsche Bank is responding to them
Satvinder Singh, Global Head, Institutional Cash & Securities Services (ICSS), Deutsche Bank -
Europe’s plumbers: keeping capital flowing!
Marc Bayle, Director General - Market Infrastructure and Payments, European Central Bank -
Check Yourself Before You Rec Yourself: 8 things to consider when embarking on your Reconciliation project?
Andrew Chapman, Senior Manager, Fund Financial Services, Vanguard -
Reconciliations solutions for smaller firms
Todd Merrell, Director of Finance, Welton Investment Partners LLC -
The challenges of complying with the FCA’s Client Assets Regime
Kevin Huby, Director, PRIN10 Limited -
A review of RMB internationalisation, investment and financial products with assessment of past trends and discussion of likely future developments
Philippe Dirckx, Managing Director, Head of Markets & Initiatives for Asia Pacific, SWIFT -
An Industry Ontology for Risk Data Aggregation Reporting
Mike Bennett, Head of Semantics and Standards, EDM Council -
Fintech and the Future of Securities Services
Bruno Campenon, Head of Clearing and Custody Services & Corporate Trust Services, Americas BNP Paribas -
Global securities reporting: industry trends, challenges and future perspectives<
Jonathan Ehrenfeld, Securities Market Manager, SWIFT -
Fundamentals of Market Discipline and Custody Risk Management
Yener Coskun, Chief Expert, Intermediary Activities Dept., Capital Markets Board of Turkey
Volume 8 Number 1
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How are agents dealing with network managers in the new regulatory environment?
Günter Schnaitt, Head, Global Securities Services -
Collateral management: A waiting game
Philippe Laurensy, Managing Director, Euroclear -
Back to the future: The changing nature of securities service provision
Rob Scott, Head of Custody & Clearing, Commerzbank -
Towards a convergence of CSD account segregation practices?
Soraya Belghazi, Secretary General, ECSDA -
How investors can enter new markets and the questions they should ask their custodian
Sonia Maloney, Chief Operating Officer, Norrep Capital Management - Enhancing the quality of risk reporting: The roles of the risk decision maker and the accountable executive
- Kathryn Kerle, Head of Enterprise Risk Reporting, RBS
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Collateral management — Winners or losers in five years’ time?
Philippe Ruault, Head of Clearing & Custody Solutions, BNP Paribas Securities Services -
Process leadership and managing process performance: Two elements which make the difference in process management
Iassen Deenitchin, Head of Lean & Service Excellence, RBI, Dmitriy Dmitriev, Head of Lean & Process Management, and Gert Hebenstreit, Chief Operations Officer, AO Raiffeisenbank Russia -
Process improvement in the banking sector
Zsofia Kovacs, Head of Corporate Customer Service, K&H Bank -
BCBS239: Reasons, impacts, framework and route to compliance
Rajib Chakravorty, Senior Risk Manager, -
The hidden costs of outsourcing: A case study
Davor Gašparac, Head of Group Org Corporates, Erste Group