Volume 8, 2015-16

Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues. The articles published in Volume 8 are:

Volume 8 Number 4

• Blockchain YES, blockchain NO: An outsider (non-IT expert) view
  Andrea Tranquillini, Managing Director Business Development, globeSettle SA
• Examining the future of regulatory reporting for the banking industry
  Frédéric Visnovsky, Deputy Secretary General, ACPR
• Generating returns through better relationships: How managed custody accounts benefit managers and investors
  Thomas A. Hickey III, Chair, Stuart E. Fross, Partner & Business Lawyer, Gustavo Resendiz, Senior Counsel, and Kenneth C. Nee, Associate & Business Lawyer, Foley & Lardner
• Corporate actions and the need for market efficiency
  Bennie van der Westhuizen, Head of Investors & Intermediaries, Standard Chartered Bank
• Understanding the EU’s approach to harmonised regulatory reporting
  Olga Petrenko, Market Integrity Senior Officer ESMA
• Blockchain and the securities industry: Towards a new ecosystem
  Carlo R. W. de Meijer, Independent Financial Services Advisor
• A new European approach to transaction reporting
  Vivienne Bannigan, Managing Director, Granuaile
• Anti-money laundering and sanctions compliance challenges for custody services
  Sharon Cohen Levin, Partner, Franca Harris Gutierrez, Partner & Vice-Chair, WilmerHale, Katrina Carroll, Chief Anti-Money Laundering Officer, LPL Financial and Elijah Alper, Director & Assistant General, Counsel Capital One
• Reconciliations: The forefront of regulatory compliance procedures
  Maryse Gordon, Senior Pre-Sales Consultant, London Stock Exchange

Volume 8 Number 3

• Trade and transaction reporting challenges facing buy-side firms
  Angela Hayter-Holt, Head of Regulatory Reporting, Hermes Investment Management
• Fixed income pre- and post-trade transparency
  Arjun Singh-Muchelle, Senior Advisor, Capital Markets, The Investment Association
• The FRTB: Do not underestimate the standardised approach
  Nicola Hortin, Head of the Regulatory AnalysisTeam, EMEA, AxiomSL
• The changing role of the network manager: Is network management morphing into vendor governance?
  Sandra Holmqvist, Head of Network Management and Göran Fors, Deputy Head of Investor Services, SEB
• Financial technology: Blockchain and securities settlement
  Taketoshi Mori, Senior Manager, Deloitte Touche Tohmatsu
• Clarifying MiFID II: Pre-trade transparency for non-equities
  Miranda Morad, General Counsel, and Jason Waight, Head of Business Management and Regulatory Affairs, MarketAxess
• The G20 leaders’ financial reform and its impact on EU banks’ back-office function
  Michel M. Stubbe, Head of the Financial Operations Services Division, European Central Bank
• Assessing the practical impacts of the EU derivatives trading obligation
  Elisabeth Øverland, Counsel, Freshfields Bruckhaus Deringer
• Panama papers highlight the urgency: From FATCA to the OECD CRS
  Meredith Moss, Founder & CEO, Finomial
• Evolution of collateral ‘management’ into collateral ‘optimisation’
  Bilgehan Aydin, Head of Collateral Solutions, Corporates and Markets, Commerzbank
• MiFID II and regulatory transaction reporting
  Nirvana Farhadi, Founder & CEO, FFS-RegTech Solutions

Volume 8 Number 2

• Emerging trends in securities services and how Deutsche Bank is responding to them
  Satvinder Singh, Global Head, Institutional Cash & Securities Services (ICSS), Deutsche Bank
• Europe’s plumbers: keeping capital flowing!
  Marc Bayle, Director General - Market Infrastructure and Payments, European Central Bank
• Check Yourself Before You Rec Yourself: 8 things to consider when embarking on your Reconciliation project?
  Andrew Chapman, Senior Manager, Fund Financial Services, Vanguard
• Reconciliations solutions for smaller firms
  Todd Merrell, Director of Finance, Welton Investment Partners LLC
• The challenges of complying with the FCA’s Client Assets Regime
  Kevin Huby, Director, PRIN10 Limited
• A review of RMB internationalisation, investment and financial products with assessment of past trends and discussion of likely future developments
  Philippe Dirckx, Managing Director, Head of Markets & Initiatives for Asia Pacific, SWIFT
• An Industry Ontology for Risk Data Aggregation Reporting
  Mike Bennett, Head of Semantics and Standards, EDM Council
• Fintech and the Future of Securities Services
  Bruno Campenon, Head of Clearing and Custody Services & Corporate Trust Services, Americas BNP Paribas
• Global securities reporting: industry trends, challenges and future perspectives<
  Jonathan Ehrenfeld, Securities Market Manager, SWIFT
• Fundamentals of Market Discipline and Custody Risk Management
  Yener Coskun, Chief Expert, Intermediary Activities Dept., Capital Markets Board of Turkey

 Volume 8 Number 1

• How are agents dealing with network managers in the new regulatory environment?
  Günter Schnaitt, Head, Global Securities Services
• Collateral management: A waiting game
  Philippe Laurensy, Managing Director, Euroclear
• Back to the future: The changing nature of securities service provision
  Rob Scott, Head of Custody & Clearing, Commerzbank
• Towards a convergence of CSD account segregation practices?
  Soraya Belghazi, Secretary General, ECSDA
• How investors can enter new markets and the questions they should ask their custodian
  Sonia Maloney, Chief Operating Officer, Norrep Capital Management
• Enhancing the quality of risk reporting: The roles of the risk decision maker and the accountable executive
• Kathryn Kerle, Head of Enterprise Risk Reporting, RBS
• Collateral management — Winners or losers in five years’ time?
  Philippe Ruault, Head of Clearing & Custody Solutions, BNP Paribas Securities Services
• Process leadership and managing process performance: Two elements which make the difference in process management
  Iassen Deenitchin, Head of Lean & Service Excellence, RBI, Dmitriy Dmitriev, Head of Lean & Process Management, and Gert Hebenstreit, Chief Operations Officer, AO Raiffeisenbank Russia
• Process improvement in the banking sector
  Zsofia Kovacs, Head of Corporate Customer Service, K&H Bank
• BCBS239: Reasons, impacts, framework and route to compliance
  Rajib Chakravorty, Senior Risk Manager,
• The hidden costs of outsourcing: A case study
  Davor Gašparac, Head of Group Org Corporates, Erste Group