"I just got my hard copy of the Journal and the article in there on Industrial Control Systems cyber risk is excellent! Well done throughout, you are to be commended for setting the bar at such a high professional level in the inaugural issue."
Volume 2, 2009-10
Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues. The articles published in Volume 2 were:
Volume Two Number Four
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Building a new financial order: How will the financial markets industry make money in the future?
Suzanne L. Duncan, Financial Markets Industry Leader and Shanker Ramamurthy, Global Leader, Banking and Financial Markets Industry Consulting, IBM -
Central counterparties for OTC derivatives: Neither panacea nor placebo
Daniel Heller, Head, Secretariat, Committee on Payment and Settlement Systems, Bank for International Settlements -
The European Commission recommendations for simplified procedures for claiming cross-border withholding tax relief
Rogier Wezenbeek, Principal Administrator, Directorate General, Internal Market and Services, European Commission -
The new cost basis rules: Preparing to comply without regulations
Martin Bentsen, Chief Operating Officer, Computer Research -
Why is operational risk management important?
Philip Martin, Founder, Enterprise Risk Advisors and Chairman, Institute of Operational Risk -
The Options Symbology Initiative and industry testing
David Harrison, VP, Member Services, The Options Clearing Corp -
Naked short sales and fails to deliver: An overview of clearing and settlement procedures for stock trades in the US
Talis J. Putnins, Lecturer, Stockholm School of Economics
Volume Two Number Three
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Strategically responding to industry consolidation
Robert Mattsson Axén, Head of Product Development, Sub-Custody, Nordea Bank -
Reforming the OTC derivatives market
Carlo de Meijer, Senior Researcher, Market Infrastructures, RBS -
Coping with counterparty risk: Hedge funds and the need for rigorous due diligence
Marina Lewin, Head of Relationship Management, Alternative Investment Services, The Bank of New York Mellon and Jeremy Todd, Director, Pershing -
Infrastructure issues in the securities industry: The case for a central counterparty for data management
Allan Grody, Principal, Financial InterGroup Advisors -
The future of the Nordic custody business
Göran Fors, Global Head of Custody Services and Ulf Norén, Head, Sub-Custody Client Relations, SEB -
Enterprise case and investigation management: A modern vision
Sean Sullivan, Director, Business Infrastructure, Actimize
Volume Two Number Two
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How technology will make or break banks attempting to integrate mission-critical processes as a result of a merger
Ryan Bagnulo, Founder, ASPECT-i -
Adding value to your firm through operational risk management
David Breden, Head, HSBC Operational Risk Consultancy Practice -
XBRL reaches tipping point
Alfred Berkeley, Chairman & CEO, Pipeline Trading Systems, Donald Donahue, Chairman & CEO, DTCC, Philip Moyer, President & CEO, EDGAR Online and Mark Bolgiano, President & CEO, XBRL US -
Credit risk management and mitigation
Darren Measures, Executive Director, JPMorgan -
A roadmap to achieving STP in corporate actions
Brett Lancaster, VP and David Hands, Director, Product Management, DTCC -
The industrialisation of asset management reporting services
Kai Saathoff, VP, DB Advisors, Deutsche Asset Management -
The silent revolution: Clearing and settlement in the future
Godfried DeVidts, Director of European Affairs, ICAP -
Internal systems and controls to help prevent rogue trading
Jennifer Moodie, Head of Operational Risk, Business Control Solutions -
What is the price of a derivative security?
Sasha Rozenberg, Product Manager, SuperDerivatives
Volume Two Number One
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The trading environment under MIFiD: One year on
Carlo de Meijer, Senior Researcher, ABN AMRO Bank -
Critical operations processes for OTC derivatives in need of attention
Richard Robinson, former Global Head of Custodian Markets, Omgeo, Brian Lynn, CTO, Global Electronic Markets and Simon Lillystone, Omgeo -
Risk management in UCITS III funds
Ravi Beegun, Partner and Pascale Leroy, Director, KPMG -
Société Genérale’s massive loss Of €4.9 Billion: An insider analysis
Rita Previtali, former Director, Operational Risk Control, Equity Derivatives, Société Générale -
Legal issues in China’s QDII regime: Opportunities and Challenges
James Walker, Mark Shipman, Yang Tie Cheng and Zhang Nan, Clifford Chance -
Fund administration: Alternative investment industry overview; Administrator selection and best practices
Udit Gambhir, Wholesale Banking, Standard Chartered Bank -
Booking the US taxation of corporate actions correctly under the new cost basis reporting law
Stevie Conlon, GainsKeeper, WoltersKluwer Financial Services