Volume 7, 2014-15

Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues. The articles published in Volume 7 were:

Volume 7 Number 4

• Intelligent network management contingency
  Dominique Ansiaux, Head of Cross Services and Control, BNP Paribas
• Managing cross-regulatory data challenges in practice
  Chris Johnson, Senior Product Manager, Market Data Services, HSBC Securities Services
• Evolving financial benchmarks: The impact on legacy contracts
  Joanna Perkins, Chief Executive and Paul Mortby, Project Assistant, Financial Markets Law Committee
• Collateral management: Recurring issues and emerging trends
  Andrea Tranquillini, Managing Director Business Development, globeSettle SA
• Reviewing the implementation of T+2, the impact on the industry and what comes next (T2S)
  Søren Mortensen, Director of Business Transformation, IBM Banking & Financial Markets
• The evolution of EEA transaction reporting
  Matthew Vincent, Director, Head of UK Transaction Reporting & External Regulatory Lead IB Regulatory Services, Credit Suisse and David Nowell, Head of Industry Relations and Regulatory Compliance, Unavista, London Stock Exchange
• The operational challenges of adopting the LEI
  Paul Janssens, LEI Programme Director, SWIFT
• Coping with European regulatory requirements for automated trading: Best practices and new requirements resulting from regulation
  Gunnar Stangl, Head of Regulatory Coordination, Commerzbank
• The drivers behind the reporting obligations of EMIR, MiFIR and SFTR
  Julien Jardelot, Legal Officer, and Martin Mitov, Policy Officer, European Commission
• Funding of research under MiFID II
  Tim O'Halloran, Co-President, Westminster Research Associates and Principal, ConvergEx Group
• The Mexican transparency standoff: What will you do 'next time'?
  Alaric Gibson, Research Analyst and Dan Simpson, Head of Research, JWG

Volume 7 Number 3

• Industrialisation of the back-office function
  Pierre Colladon, Senior Adviser, Strategy for Market Infrastructure, Societe Generale Securities Services
• Central securities depositories regulation: The next systemic crisis waiting to happen?
  Koen Vanderheyden, Partner, DLA Piper and Tim Reucroft, Director of Research, Thomas Murray Advisory Services
• Asset managers and outsourced activities: What other industries can learn
  Susan Wright, Senior Adviser, Regulation, Investment Management Association
• Measuring performance for ‘long-horizon’ investing
  Kyle Ringrose, General Manager, Investment Operations, QSuper
• Securities lending as part of responsible and risk-averse asset management
  Roelof van der Struik, Investment Manager, PGGM
• Legal contract data: The new reference data challenge for financial firms
  Akber Datoo, Founder, D2 Legal Technology
• The application of mathematical models to measure collateral concentration risk
  Martin Seagroatt, Head, Global Marketing and Ed Cockram, Director, Product Consultant, 4sight Financial Software
• A modest proposal: Right-sizing exchange immunity
  Zachary J. Flati, University of San Diego

Volume 7 Number 2

• Investigating the role of the sub-custodian in risk mitigation and who bears the sub-custodian risk
  Günter Schnaitt, Head of Global Securities Services Austria, Unicredit
• A radically new market environment requires comprehensive data-driven digital collateral management
  Michael Barrett, VP and Global Head of Collateral Management Services and Solutions, Genpact Capital Markets
• More resilient, better managed, less complex: Strengthening financial market utilities and linkages in the system
  Sarah J. Dahlgren, EVP and Head, Financial Institution Supervision Group, Federal Reserve Bank of New York
• Protecting collateral contributions under the mandatory clearing regime
  Eugene Stanfield, Head of OTC Clearing, Commerzbank
• Chasing shadows? The FCA and the measurement of 'culture'
  Gary Pitts, Managing Partner, Tetractys Partners and Terry Grourk, Managing Director, Enhancing Surveys
• When does a company have the choice to waive its attorney-client privilege in the USA?
  Linda Riefberg, Member and Christopher Passavia, Associate, Cozen O’Connor
• Getting ready for TARGET2 Securities (T2S): The time is now
  Tim Garnons-Williams, Senior Business Analyst, Post-Trade Securities, SunGard
• Corporate governance for financial market infrastructures
  Ana Giraldo, Associate Director, Thomas Murray

Volume 7 Number 1

• Collateral is the new cash: The systemic risks of inhibiting collateral fluidity
  Andy Hill, Director of Regulatory Policy and Market Practice, International Capital Market Association
• Client clearing: Portability between clearing members
  Mark Ho, Regulatory Reform Advisor, Standard Chartered
• Societe Generale Corporate & Investment Banking case study: How we monitor market risk
  Pascal Beurotte, Project Director, Regulatory Programs, Societe Generale Corporate & Investment Banking, and Georges Bory, Managing Director and Co-Founder, Quartet FS
• Regulations impacting corporate actions and best practices for implementation
  Deborah Culhane, Senior Vice President, Fidelity ActionsXchange
• Developing a straight-through process for corporate actions in Australia
  Karen Webb, Manager, Settlement Services, Australian Securities Exchange
• The EMIR compliance game
  Emily Cates, Operational Processing Specialist, Rule Financial
• Withholding tax: Issues for securities operations and custody
  Ross McGill, Managing Director, GlobeTax
• Banking without banks: Exploring the disruptive effects of converging technologies that will shape the future of banking
  Andrew Walker, Co-Founder, Tweetminster
• Eight practices for successful functional testing of an investment management system
  Sandilya B. Vasanth, Senior Consultant, Infosys