"A journal that meets the needs of practitioners, policymakers and academics"
Volume 6, 2013-14
Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues. The articles published in Volume 6 were:
Voiume 6 Number 4
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Trends in post-trade processing
Gary Probert, Managing Director, Institutional Clients Group and Asmaah Ali, Global Direct Custody and Clearing Business, Citi -
Collateral management: Factors affecting the supply and demand for collateral and emerging trends and developments in the market
Ted Leveroni, Executive Director of Strategy and Buy Side Relations, DTCC -
The role of the custodian in servicing the reporting needs of the securities industry
Jamie Stevenson, Product Manager, BNP Paribas -
Finding financial fraudsters: Quantitative and behavioural finance approaches
Ezra Zask, President, SFC Associates -
The taxation of repos: Key tax risks and how to manage them
Martin Walker, Leader, Securities Tax Team, Deloitte -
Building a risk framework under AIFMD
Isabelle Tykoczinski, Founder, Altarine Partners -
An overview of standardisation and market practices harmonisation in the Asia-Pacific region
Alexandre Kech, Director of Securities Market Infrastructures, APAC, SWIFT -
Europe gets ready for T+2
Tony Freeman, Executive Director of Global Industry Relations, Omgeo -
Legal entity identifiers: The beginning of a new platform in financial data
Robleh Ali, Bank of England -
A primer on fee calculation in wealth management
Vasanth Sandilya Balasubrmanian, Associate Program Manager, iNaytix Technologies
Volume 6 Number 3
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Implementing the G20 mandate in the EU: Will financial markets be safer than five years ago?
Rafael Plata, Secretary General Designate, European Association of CCP Clearing Houses -
Monitoring compliance: Developing an appropriate surveillance system and organisation
Peter Nylen, Surveillance Expert, Trapets -
Margins and financial collateral for derivatives contracts: How to deal with procyclicality
Martina Tambucci, Regulatory Strategies Division, Consob -
Outsourcing and delegation in the post-AIFMD environment crisis
Shane Brett, Founder, Global Perspectives -
CSD regulation: A major change for the post-trade arena
Francois Dubrau, Director, Equinox Consulting -
Compliance rules for an effective investment management system
Sandilya B. Vasanth, Senior Consultant, Infosys -
The Swiss Collective Investment Schemes Act: New challenges and opportunities for fund managers and investors
Jason Scharfman, Managing Partner, Corgentum Consulting -
UCITS VI in practice
Charles Muller, Partner and Clara Braunstein, Adviser, Investment Funds Regulation, KPMG -
Valuing illiquid and 'hard to value' assets
David L. Larsen, Managing Director, Duff & Phelps
Volume 6 Number 2
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Target-2-Securities: A platform for solving some of the key structural issues raised by the financial crisis and its aftermath
Philip Brown, Member of the Executive Board, Clearstream Banking -
Preparing to comply with CSD regulation
Soraya Belghazi, Secretary General, European Central Securities Depositories Association -
Cross border securities settlement in Europe: Routes for improvement
Ariena van Wageningen, Senior Policy Advisor, De Nederlandsche Bank, and Advisory Group member, T2S -
Essential features of a portfolio management system
Sandilya B. Vasanth, Senior Consultant, Infosys -
The UK Intergovernmental Agreement for FATCA implementation: An overview (Updated to reflect final regulation 1st September 2013)
Bengt Bjorkberg, Program Manager, Regulatory Practice, DBFS, Ricardo Leiva, VP, Operations, Société Générale and Yemi Afolabi, Senior Business Analyst, Threadneedle Investments -
The next step in the industrialisation of securities and derivatives transaction processing: Silos in the past, platforms today, functional modules in the future
Udo Milkau, Head of Strategy, Market Development and Controlling, DZ Bank -
Assessing buy-side preparations for meeting derivatives reform under the European Market Infrastructure Regulation
Amrik Chawla, Managing Director, Rule Financial -
The potential impact of the AIFMD on the UCITS industry: Threat or opportunity?
Carine Delfrayssi, Deputy Head of International Affairs Division, Association Française de la Gestion Financière
Volume 6 Number 1
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Regulation of exchange traded funds as part of ESMA guidelines implementation: Operational costs and requirements for exchanges
Townsend Lansing, Head of Regulatory Affairs, ETF Securities -
Asset allocation models: Five major categories of clients and identifying the model that best fits their return and liquidity needs
Sandilya B. Vasanth, Senior Consultant, Infosys -
The practical development of a CCP risk management system for institutional investor settlement in the Korean stock market
Keukjin Choi, Senior Manager, Securities Settlement Department and Youngwoo Han, Senior Manager, Department of IT Services, Korea Securities Depository -
ESMA guidelines for securities lending: ‘Gaming’ the regulator
Alan Miller, Co-founder, SCM Private -
Considerations when investing in and pricing emerging market fixed income securities
Christos Costandinides, Director, Index Research and Leon Sinclair, Director, Evaluated Bonds, Markit -
Financial engineering and effective regulation of engineered products
Yener Coşkun, Senior Specialist, Capital Markets Board of Turkey -
Capital market trends in Japan: Drivers of innovation and a market in transition
Eiichiro Yanagawa, Senior Analyst, Asian Financial Services, Celent -
Going global: The international impact of securities class actions
Pat Bingham-Peters, Director of Sales and Relationship Management, EMEA, Goal Group -
ESMA earns strong credentials thanks to its convincing approach concerning ETF regulation
François Millet, Head of Product Line Management, ETF & Indexing, Lyxor Asset Management -
The ETF industry: A retrospective and suggestions for the future
Monica Gogna, Partner, Pinsent Masons