Volume 12, 2019-2020

Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues. The articles and case studies published in Volume 12 are listed below.

Volume 12 Number 4 (Autumn/Fall 2020)

Editorial
Simon Beckett, Editor, Journal of Securities Operations & Custody
Asset managers and financial market data procurement: Pay or die!
Rudolf Siebel, Managing Director, BVI
Principles for effective automation in post-trade processing - Part 1: Beware the ‘bot’ army
Martin Walker, Director of Banking and Finance at the Center for Evidence-Based Management and Head of Product Management for Securities Finance and Collateral Management, Broadridge Financial Solutions
The measurement of environmental, social and governance (ESG) and sustainable investment: Developing a sustainable new world for financial services
Christopher Johnson, Senior Product Manager, Market Data, Markets & Securities Services, HSBC Bank
Blockchain, artificial intelligence and knowledge graphs: What does it mean for the business?
Mike Bennett, Director, Hypercube
Challenges in market-abuse monitoring: Post MiFID
Peter Nylén, Head of Outsourced Trading Surveillance, Trapets AB
Why financial infrastructures and intermediaries are actively promoting blockchain application although it means disruption to them
Dong Yi, Director, China Central Depository & Clearing Co.
Bringing the Cloud back to earth: Compliance, operational and security considerations
Lynne M. Carreiro, Managing Director, ACA Compliance Group and David Holman, Senior Principal Consultant, ACA Aponix

Volume 12 Number 3 (Summer 2020)

Editorial
Simon Beckett, Editor, Journal of Securities Operations & Custody
Connecting Senior Managers and Certification Regime requirements with operational risk
Liezl de Villiers Getz, Head of Operational Risk Identification, Aviva Investors
Implementing service level agreements in custody operations and software systems
Wolfgang Göb, Head of Business Development, Software Daten Service Gesellschaft
Digital Transformation in Securities Services: The BNP Paribas experience
Philippe Ruault, Head of Digital Transformation, BNP Paribas Securities Services
Strategic relationship agreements: Better returns through better relationships
Thomas A. Hickey III, Partner and Michael P. Calabrese, of counsel, Foley & Lardner
What’s in a name? Standard identifiers for financial instruments and entities in a changing financial landscape
Richard B. Young, Industry Relations — Global Data, Bloomberg
LIBOR: The drama is still to come
Akber Datoo, Founder, CEO and Managing Director, D2 Legal Technology
Intelligent automation: A new frontier in capital markets operations
Arin Ray, Senior Analyst, Securities & Investments practice, Celent
Application programming interfaces: The new (old) game in town
Godfried De Vidts, Regulatory Affairs Adviser, TransFICC
The next generation of operations: Evolving beyond data collecting to data quality and analytics - The journey of one financial regulator
Barbara Vouté, Former Director, Market Practices and Karl Eiholzer, Director of Product Management, Municipal Securities Rulemaking Board

Volume 12 Number 2 (Spring 2020)

Editorial
Simon Beckett, Editor, Journal of Securities Operations & Custody
How AI is changing operations from settlement optimisation to automating risk monitoring
Tony Brownlee, President, Jesse Sommerfeld, Head of Data Science and Kyle Hansen, Head of AI Engineering, Kingland
Solving the legacy technology conundrum: Successful strategies for back-office transformation
James Maxfield, Managing Director, Ascendant Strategy
CSDR settlement discipline costs and how to reduce or avoid them
Bill Meenaghan, Executive Director — ITP Product Management, DTCC Europe
Growing importance of the closing auction in share trading volumes
Franck Raillon, Senior Quantitative Analyst, Market Surveillance Division, Autorité des marchés financiers (AMF)
Regulations: Burden or insurance?
Julia B. Romhanyi, Managing Director and Global Head of Securities Services, UniCredit
Reimagining the future of securities operations: The time for change is now
Bob Walley, Principal, Deloitte & Touche, Sriram Gopalakrishnan, Managing Director, Deloitte Consulting and Mike Wade, Managing Director, Deloitte & Touche
Roles of CSDs in a blockchain environment
Carlo R. W. de Meijer, Owner, De Meijer Financial Services Advisory (MIFSA)
LIBERTECHNOLOGIES: Depository to people
Hayk Yeganyan, Chief Executive Officer, Samvel Harutyunyan, Trading Support Specialist and Armen Asatryan, Business Analyst, Armenian Securities Exchange
The ‘kissing bugs’ of capital markets: How the financial services industry can best evolve
Joy Sengupta, Head of Corporate Strategy & Innovation, CLS

Volume 12 Number 1 (Winter 2019-20)

Editorial
Simon Beckett, Publisher
The European post-trade infrastructures after Brexit: A central securities depository perspective
Jesús Benito, CEO, IBERCLEAR
Blockchain in post-trade: Blocked by regulations and legal challenges
Haitham Al Salmi, General Manager, Muscat Clearing and Depository
The value of the Legal Entity Identifier for the participants of the securities industry
Gerard Hartsink, Chairman, Board of Directors, Global Legal Entity Identifier Foundation
The rise and role of FinTech for financial institutions: Why FinTech, and why now?
Mark Beeston, Managing Partner, Founder, Illuminate Financial Management
Digital and crypto-assets: Tracking global adoption rates and impacts on securities services
Margaret Harwood-Jones, Managing Director, Global Head, Securities Services, Transaction Banking, Standard Chartered Bank
Analysing blockchain/distributed ledger technology in capital markets and know your customer process
André Eduardo Demarco, Managing Director, Compliance Products and Bidding Process, B3
Post-trade change management
Alicia Greenwood, Director of Post Trade Services and Tyrone Arendse, Head of Change Delivery, Post Trade Services, JSE
Smart contracts for the digital economy
Manan Shah, Director, PricewaterhouseCoopers and Rajbir Samra, Manager of Banking and Capital Markets, Financial Services Advisory