“I find the content of Journal of Business Continuity & Emergency Planning to be up to date, easy to follow, and applicable to the professional in the field, the student in the class, and the academic. This journal offers a mix of articles from many disciplines in a manner that allows the professional to utilise the data immediately. I have personally used material from this journal on multiple occasions, both in my academic and professional endeavours.”
Editorial Board
Journal of Financial Compliance is guided by an expert Editorial Board who guide the journal's content and peer-review every article submitted for publication to ensure they are practical, authoritative and relevant:
Editor
- Mario J. DiFiore, PhD, Senior Assistant Dean and Director, Student Investment Funds and Finance Applied Learning, Gabelli School of Business, Fordham University
Editorial Board
- Karen M. Aavik, Corporate Ethics and Securities Compliance Officer, Flagstar Bank
- Nikhil Aggarwal, Managing Director, US Anti-Money Laundering (AML) Analytics, Deloitte
- Daniel R. Alonso, Partner, Buckley
- Carole Bovard, First Vice President, Compliance, OCC (Options Clearing Corporation)
- Mark Carberry, Executive Director, Compliance, JP Morgan
- Catherine Choe, Founder, TFL Compass
- Stephen Cohen, Partner, Sidley Austin
- Kimon De Ridder, Chief Risk Officer, Insurance, Bupa
- James Downing, Senior Principal Consultant, ACA Group
- Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield
- Kevin M. Gleason, Head of Registered Funds Compliance, Chief Compliance Officer MainStay Funds and Index IQ ETFs, New York Life Investments
- Louise Gowland, Senior Vice President and Head of UK Legal Entity Compliance Oversight, Northern Trust
- Jan-Gerrit Iken, Global Head of Monitoring & Screening, Deutsche Bank
- Yasmine Li, EMEA Head of Surveillance, Macquarie Group
- Susan Light, Partner, Katten Muchin Rosenman
- Carlo Milia, Head of Market Abuse Investigation Office, CONSOB
- Daniel Nathan, Partner, Orrick
- Philip Read, Regulatory and Controls Specialist, Management Assurance, National Australia Bank
- James Ross, Senior Regulatory Advisor, Binance
- Tina Stinson-DaCruz EdD, Assistant Vice President, Federal Reserve Bank of New York
- Steven D. Trigili, Chief Compliance Officer, Garden State Securities
- Greg Triguba, Principal, Compliance Integrity Solutions
- Andres Villareal, Chief Legal Officer, Gain
- Kurt Wachholz, Managing Director, Bates Group
- Pamela Ziermann, former SVP, Compliance, Dougherty Financial Group