"The journal has interesting and thought provoking articles covering a wide range of topics. The articles are written by highly competent participants from the industry that can give a good insight in to its various areas."
Editorial Board
Journal of Financial Compliance is guided by an expert Editorial Board who guide the journal's content and peer-review every article submitted for publication to ensure they are practical, authoritative and relevant:
Editor
- Mario J. DiFiore, PhD, Senior Assistant Dean and Director, Student Investment Funds and Finance Applied Learning, Gabelli School of Business, Fordham University
Editorial Board
- Karen M. Aavik, Corporate Ethics and Securities Compliance Officer, Flagstar Bank
- Nikhil Aggarwal, Managing Director, US Anti-Money Laundering (AML) Analytics, Deloitte
- Daniel R. Alonso, Partner, Buckley
- Carole Bovard, First Vice President, Compliance, OCC (Options Clearing Corporation)
- Mark Carberry, Executive Director, Compliance, JP Morgan
- N.K. Chidambaran, Associate Professor of Finance and Business Economics, Gabelli School of Business, Fordham University
- Catherine Choe, Founder, TFL Compass
- Stephen Cohen, Partner, Sidley Austin
- Kimon De Ridder, Chief Risk Officer, Insurance, Bupa
- James Downing, Senior Principal Consultant, ACA Group
- Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield
- Kevin M. Gleason, Head of Registered Funds Compliance, Chief Compliance Officer MainStay Funds and Index IQ ETFs, New York Life Investments
- Louise Gowland, Senior Vice President and Head of UK Legal Entity Compliance Oversight, Northern Trust
- Jan-Gerrit Iken, Global Head of Monitoring & Screening, Deutsche Bank
- Yasmine Li, EMEA Head of Surveillance, Macquarie Group
- Susan Light, Partner, Katten Muchin Rosenman
- Joseph M. McGill, Partner and Chief Compliance Officer, Lord Abbett
- Carlo Milia, Head of Market Abuse Investigation Office, CONSOB
- Daniel Nathan, Partner, Orrick
- Philip Read, Regulatory and Controls Specialist, Management Assurance, National Australia Bank
- James Ross, Senior Regulatory Advisor, Binance
- Tina Stinson-DaCruz EdD, Assistant Vice President, Federal Reserve Bank of New York
- Steven D. Trigili, Chief Compliance Officer, Garden State Securities
- Greg Triguba, Principal, Compliance Integrity Solutions
- Andres Villareal, Chief Legal Officer, Gain
- Kurt Wachholz, Managing Director, Bates Group
- Pamela Ziermann, former SVP, Compliance, Dougherty Financial Group