Editorial Board

Journal of Financial Compliance is guided by an expert Editorial Board who guide the journal's content and peer-review every article submitted for publication to ensure they are practical, authoritative and relevant:

Editor

Mario J. DiFiore, PhD, Senior Assistant Dean and Director, Student Investment Funds and Finance Applied Learning, Gabelli School of Business, Fordham University

Editorial Board

Karen M. Aavik, Managing Director - Privacy Compliance & Investment Services, Webster Bank
Nikhil Aggarwal, Managing Director, US Anti-Money Laundering (AML) Analytics, Deloitte
Daniel R. Alonso, Partner, Buckley
Mark Carberry, Executive Director, Compliance, JP Morgan
Catherine Choe, Founder, TFL Compass
Stephen Cohen, Partner, Sidley Austin
Kimon De Ridder, Chief Risk Officer, Insurance, Bupa
James Downing, Chief Compliance Officer, Jones Lang LaSalle Securities
Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield
Kevin M. Gleason, Head of Registered Funds Compliance, Chief Compliance Officer MainStay Funds and Index IQ ETFs, New York Life Investments
Louise Gowland, Senior Vice President and Head of UK Legal Entity Compliance Oversight, Northern Trust
Jan-Gerrit Iken, Global Head of Monitoring & Screening, Deutsche Bank
Yasmine Li, EMEA Head of Surveillance, Macquarie Group
Susan Light, Partner, Katten Muchin Rosenman
Carlo Milia, Head of Market Abuse Investigation Office, CONSOB
Daniel Nathan, Partner, Orrick
Philip Read, Regulatory and Controls Specialist, Management Assurance, National Australia Bank
James Ross, Senior Regulatory Advisor, Binance
Tina Stinson-DaCruz EdD, Assistant Vice President, Federal Reserve Bank of New York
Steven D. Trigili, Chief Compliance Officer, Garden State Securities
Greg Triguba, Principal, Compliance Integrity Solutions
Andres Villareal, Chief Legal Officer, Gain
Kurt Wachholz, Managing Director, Bates Group
Pamela Ziermann, former SVP, Compliance, Dougherty Financial Group