Editorial Board

Journal of Financial Compliance is guided by an expert Editorial Board who guide the journal's content and peer-review every article submitted for publication to ensure they are practical, authoritative and relevant:

Editor

• Mario J. DiFiore, PhD, Senior Assistant Dean and Director, Student Investment Funds and Finance Applied Learning, Gabelli School of Business, Fordham University

Editorial Board

• Karen M. Aavik, Managing Director - Privacy Compliance & Investment Services, Webster Bank
• Nikhil Aggarwal, Managing Director, US Anti-Money Laundering (AML) Analytics, Deloitte
• Daniel R. Alonso, Partner, Buckley
• Mark Carberry, Executive Director, Compliance, JP Morgan
• Catherine Choe, Founder, TFL Compass
• Stephen Cohen, Partner, Sidley Austin
• Kimon De Ridder, Chief Risk Officer, Insurance, Bupa 
• James Downing, Chief Compliance Officer, Jones Lang LaSalle Securities
• Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield
• Kevin M. Gleason, Head of Registered Funds Compliance, Chief Compliance Officer MainStay Funds and Index IQ ETFs, New York Life Investments
• Louise Gowland, Senior Vice President and Head of UK Legal Entity Compliance Oversight, Northern Trust
• Jan-Gerrit Iken, Global Head of Monitoring & Screening, Deutsche Bank
• Yasmine Li, EMEA Head of Surveillance, Macquarie Group
• Susan Light, Partner, Katten Muchin Rosenman
• Carlo Milia, Head of Market Abuse Investigation Office, CONSOB
• Daniel Nathan, Partner, Orrick
• Philip Read, Regulatory and Controls Specialist, Management Assurance, National Australia Bank
• James Ross, Senior Regulatory Advisor, Binance
• Tina Stinson-DaCruz EdD, Assistant Vice President, Federal Reserve Bank of New York
• Steven D. Trigili, Chief Compliance Officer, Garden State Securities
• Greg Triguba, Principal, Compliance Integrity Solutions
• Andres Villareal, Chief Legal Officer, Gain
• Kurt Wachholz, Managing Director, Bates Group
• Pamela Ziermann, former SVP, Compliance, Dougherty Financial Group