Forthcoming content

• Striking the balance between innovation and risk: A practical governance framework for ai adoption in financial services
Johanna Anders, Head of Distribution Compliance, N.A. and CCO, Janus Henderson Distributors US
• Navigating the EU’S new AML regime: Practical implications of AMLR and AMLA for senior compliance and risk leaders
Adrianna Fabijanska, Global Head of Financial Crime Compliance – Investment Banking, ING
• Governing hallucination in AI for customer-facing financial services: Oversight and human‑in‑the‑loop controls
Jutaro Kaneko, PhD, Former Deputy Commissioner for International Affairs, Financial Services Agency, Government of Japan
• Navigating the crossroads: Sanctions compliance for international banks in a fragmented regulatory landscape
Philipp Harsdorf, Head of Group Sanctions, LGT Bank
• The role of AI in sourcing and mining data to identify, secure and manage relevant evidence: Is it really the panacea it claims to be?
Catherine Bellsham-Revell, Head of Legal – Litigation & Contentious Regulatory, and Karalyn Twinem, Senior Lawyer – Litigation & Contentious Regulatory, Lloyds Banking Group
• Supervisory approaches on the use of AI on regulated firms
Rodrigo Buenaventura, Secretary General, IOSCO
• From control to capital: Integrated architecture for capital-credible conduct surveillance
Fahreen Kurji, Chief Customer Intelligence Officer, Nabeel Ebrahim, Chief Revenue Officer, Erkin Adylov, Founder and CEO, Francois Suanez, Head of Regulatory Compliance and SME, and James Burgess, Compliance Subject Matter Expert, Behavox
• The future of AI and regulation across borders: striking the right balance between innovation and responsibility
Graham Jefferson, Senior Executive Leader, Data, Analytics, and AI, Chief AI Officer, Australian Securities and Investments Commission
• A unified architecture for sanctions intelligence in digital asset markets
Aniket Mandavkar, and Tony Gagliardi, Head of Global Sanctions Advisory, OKX
• Balancing risk, regulation, and revenue: The risk-based approach under the new EU AML/CTF regime and the practical impacts of data-driven compliance
Osman Saçarçelik, Global Head of Global Standards, Advisory & Governance AML/CTF, and Dilek Türközü, Compliance Counsel, Global Standards & Advisory Sanctions, Global Financial Crime Prevention, Group Risk Management Compliance, Commerzbank
• Beyond entity-based regulation: a functional supervisory architecture for decentralised finance under EU law
Ian Gauci, Managing Partner, GTG Legal
• How to build, govern and trust an AI-driven regulatory change programme
Jen-Larie Tumminello, VP Sr. Business Lead, RCRA & LRR, TD Bank Group
• How to manage transition risk in reporting reform
Marc Gratacos, Founder and Managing Partner, TradeHeader
• MiFIR transaction reporting as a test case for FCA and ESMA’s burden reduction and data strategies and how a runbook architecture can help move from fragmented national regimes to a more coherent framework
Grant Haley, Director, Practice Lead – Transaction Reporting and Regulatory Solutions, First Derivative
• The benefits alternative investments can provide in a retirement strategy
Victor R. Siclari, Chief Compliance Officer, Great Gray Trust Company
• How firms with limited technology resources can responsibly adopt AI while addressing governance, compliance, supervision, and vendor-risk considerations
Steven D. Trigili, Chief Compliance Officer, Garden State Securities
• Policy provenance as a prerequisite for responsible agentic AI: Closing the governance gap in autonomous and delegated AI agent deployments
Ravi Kumar Kappagantu, Data and AI Architect Lead, Lloyds Technology Centre India
• Beyond the virtual asset service provider perimeter: stablecoins, self-hosted wallets and the next AML control architecture
Sergei Liivand, Cryptocurrency Expert, Estonian Financial Intelligence Unit
• Implementing effective AML controls in the crypto sector: From risk appetite to compliance testing
Lars Weineck, Head of AML, Dentons Luxembourg
• Improving market clarity for tokenised securities and real-world assets
William Nelson, Director of Public Policy and Associate General Counsel, Investment Adviser Association
• Communications surveillance in the age of AI: Why it remains a priority and how firms can leverage next-generation tools
Elizabeth Lan Davis, Partner, and Angelene G. Superable, Associate, Davis Wright Tremaine
• Prevention of wash and fictious trades in US derivatives trading
Charles R. Mills, Partner, Bracewell
• Agent-mediated information sharing for AML compliance under Section 314(b)
Govind Nair, Senior Product Manager – FCC Data Science, Oracle, and Andrew McAdams, US BSA Officer, MasterCard
• How to tackle compliance pressures with tech innovation
Pallavi Kapale, Senior Financial Crime Officer (2LOD), Financial Intelligence Unit, Bank of China
• Artificial intelligence in regulated compliance processes: Opportunities, liabilities and challenges
Christian Zwerenz, Head of Anti-Financial Crime Compliance, Allianz Global Investors
• Next-generation transaction monitoring: A multimodal risk decision architecture for virtual asset and hybrid financial institutions
Aniket Mandavkar, OKX, and Eric Kringel, Founder and Principal, SLK Compliance
• Sanctions 3.0: Real-time compliance and geopolitical risk management in a fragmented financial system
Michele Trifiletti, PhD Student, Department of Social Sciences, Universidad Católica de Murcia (UCAM)