Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues.
The articles published in Volume 8 are listed below.
Volume 8 (2015-16)
Volume 8 Number 4
- Blockchain YES, blockchain NO: An outsider (non-IT expert) view
Andrea Tranquillini, Managing Director Business Development, globeSettle SA - Examining the future of regulatory reporting for the banking industry
Frédéric Visnovsky, Deputy Secretary General, ACPR - Generating returns through better relationships: How managed custody accounts benefit managers and investors
Thomas A. Hickey III, Chair, Stuart E. Fross, Partner & Business Lawyer, Gustavo Resendiz, Senior Counsel, and Kenneth C. Nee, Associate & Business Lawyer, Foley & Lardner - Corporate actions and the need for market efficiency
Bennie van der Westhuizen, Head of Investors & Intermediaries, Standard Chartered Bank - Understanding the EU’s approach to harmonised regulatory reporting
Olga Petrenko, Market Integrity Senior Officer ESMA - Blockchain and the securities industry: Towards a new ecosystem
Carlo R. W. de Meijer, Independent Financial Services Advisor - A new European approach to transaction reporting
Vivienne Bannigan, Managing Director, Granuaile - Anti-money laundering and sanctions compliance challenges for custody services
Sharon Cohen Levin, Partner, Franca Harris Gutierrez, Partner & Vice-Chair, WilmerHale, Katrina Carroll, Chief Anti-Money Laundering Officer, LPL Financial and Elijah Alper, Director & Assistant General, Counsel Capital One - Reconciliations: The forefront of regulatory compliance procedures
Maryse Gordon, Senior Pre-Sales Consultant, London Stock Exchange
Volume 8 Number 3
- Trade and transaction reporting challenges facing buy-side firms
Angela Hayter-Holt, Head of Regulatory Reporting, Hermes Investment Management - Fixed income pre- and post-trade transparency
Arjun Singh-Muchelle, Senior Advisor, Capital Markets, The Investment Association - The FRTB: Do not underestimate the standardised approach
Nicola Hortin, Head of the Regulatory AnalysisTeam, EMEA, AxiomSL - The changing role of the network manager: Is network management morphing into vendor governance?
Sandra Holmqvist, Head of Network Management and Göran Fors, Deputy Head of Investor Services, SEB - Financial technology: Blockchain and securities settlement
Taketoshi Mori, Senior Manager, Deloitte Touche Tohmatsu - Clarifying MiFID II: Pre-trade transparency for non-equities
Miranda Morad, General Counsel, and Jason Waight, Head of Business Management and Regulatory Affairs, MarketAxess - The G20 leaders’ financial reform and its impact on EU banks’ back-office function
Michel M. Stubbe, Head of the Financial Operations Services Division, European Central Bank - Assessing the practical impacts of the EU derivatives trading obligation
Elisabeth Øverland, Counsel, Freshfields Bruckhaus Deringer - Panama papers highlight the urgency: From FATCA to the OECD CRS
Meredith Moss, Founder & CEO, Finomial - Evolution of collateral ‘management’ into collateral ‘optimisation’
Bilgehan Aydin, Head of Collateral Solutions, Corporates and Markets, Commerzbank - MiFID II and regulatory transaction reporting
Nirvana Farhadi, Founder & CEO, FFS-RegTech Solutions
Volume 8 Number 2
- Emerging trends in securities services and how Deutsche Bank is responding to them
Satvinder Singh, Global Head, Institutional Cash & Securities Services (ICSS), Deutsche Bank - Europe’s plumbers: keeping capital flowing!
Marc Bayle, Director General – Market Infrastructure and Payments, European Central Bank - Check yourself before you rec yourself: Eight things to consider when embarking on your reconciliation project?
Andrew Chapman, Senior Manager, Fund Financial Services, Vanguard - Reconciliations solutions for smaller firms
Todd Merrell, Director of Finance, Welton Investment Partners - The challenges of complying with the FCA’s Client Assets Regime
Kevin Huby, Director, PRIN10 - A review of RMB internationalisation, investment and financial products with assessment of past trends and discussion of likely future developments
Philippe Dirckx, Managing Director, Head of Markets & Initiatives for Asia Pacific, SWIFT - An industry ontology for risk data aggregation reporting
Mike Bennett, Head of Semantics and Standards, EDM Council - FinTech and the future of securities services
Bruno Campenon, Head of Clearing and Custody Services & Corporate Trust Services, Americas BNP Paribas - Global securities reporting: industry trends, challenges and future perspectives<
Jonathan Ehrenfeld, Securities Market Manager, SWIFT - Fundamentals of market discipline and custody risk management
Yener Coskun, Chief Expert, Intermediary Activities Dept., Capital Markets Board of Turkey
Volume 8 Number 1
- How are agents dealing with network managers in the new regulatory environment?
Günter Schnaitt, Head, Global Securities Services - Collateral management: A waiting game
Philippe Laurensy, Managing Director, Euroclear - Back to the future: The changing nature of securities service provision
Rob Scott, Head of Custody & Clearing, Commerzbank - Towards a convergence of CSD account segregation practices?
Soraya Belghazi, Secretary General, ECSDA - How investors can enter new markets and the questions they should ask their custodian
Sonia Maloney, Chief Operating Officer, Norrep Capital Management - Enhancing the quality of risk reporting: The roles of the risk decision maker and the accountable executive
Kathryn Kerle, Head of Enterprise Risk Reporting, RBS - Collateral management — Winners or losers in five years’ time?
Philippe Ruault, Head of Clearing & Custody Solutions, BNP Paribas Securities Services - Process leadership and managing process performance: Two elements which make the difference in process management
Iassen Deenitchin, Head of Lean & Service Excellence, RBI, Dmitriy Dmitriev, Head of Lean & Process Management, and Gert Hebenstreit, Chief Operations Officer, AO Raiffeisenbank Russia - Process improvement in the banking sector
Zsofia Kovacs, Head of Corporate Customer Service, K&H Bank - BCBS239: Reasons, impacts, framework and route to compliance
Rajib Chakravorty, senior risk manager - The hidden costs of outsourcing: A case study
Davor Gašparac, Head of Group Org Corporates, Erste Group