Volume 7 (2014-15)

Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues.

The articles published in Volume 7 are listed below:

Volume 7 Number 4

  • Intelligent network management contingency
    Dominique Ansiaux, Head of Cross Services and Control, BNP Paribas
  • Managing cross-regulatory data challenges in practice
    Chris Johnson, Senior Product Manager, Market Data Services, HSBC Securities Services
  • Evolving financial benchmarks: The impact on legacy contracts
    Joanna Perkins, Chief Executive and Paul Mortby, Project Assistant, Financial Markets Law Committee
  • Collateral management: Recurring issues and emerging trends
    Andrea Tranquillini, Managing Director Business Development, globeSettle SA
  • Reviewing the implementation of T+2, the impact on the industry and what comes next (T2S)
    Søren Mortensen, Director of Business Transformation, IBM Banking & Financial Markets
  • The evolution of EEA transaction reporting
    Matthew Vincent, Director, Head of UK Transaction Reporting & External Regulatory Lead IB Regulatory Services, Credit Suisse and David Nowell, Head of Industry Relations and Regulatory Compliance, Unavista, London Stock Exchange
  • The operational challenges of adopting the LEI
    Paul Janssens, LEI Programme Director, SWIFT
  • Coping with European regulatory requirements for automated trading: Best practices and new requirements resulting from regulation
    Gunnar Stangl, Head of Regulatory Coordination, Commerzbank
  • The drivers behind the reporting obligations of EMIR, MiFIR and SFTR
    Julien Jardelot, Legal Officer, and Martin Mitov, Policy Officer, European Commission
  • Funding of research under MiFID II
    Tim O’Halloran, Co-President, Westminster Research Associates and Principal, ConvergEx Group
  • The Mexican transparency standoff: What will you do ‘next time’?
    Alaric Gibson, Research Analyst and Dan Simpson, Head of Research, JWG

Volume 7 Number 3

  • Industrialisation of the back-office function
    Pierre Colladon, Senior Adviser, Strategy for Market Infrastructure, Societe Generale Securities Services
  • Central securities depositories regulation: The next systemic crisis waiting to happen?
    Koen Vanderheyden, Partner, DLA Piper and Tim Reucroft, Director of Research, Thomas Murray Advisory Services
  • Asset managers and outsourced activities: What other industries can learn
    Susan Wright, Senior Adviser, Regulation, Investment Management Association
  • Measuring performance for ‘long-horizon’ investing
    Kyle Ringrose, General Manager, Investment Operations, QSuper
  • Securities lending as part of responsible and risk-averse asset management
    Roelof van der Struik, Investment Manager, PGGM
  • Legal contract data: The new reference data challenge for financial firms
    Akber Datoo, Founder, D2 Legal Technology
  • The application of mathematical models to measure collateral concentration risk
    Martin Seagroatt, Head, Global Marketing and Ed Cockram, Director, Product Consultant, 4sight Financial Software
  • A modest proposal: Right-sizing exchange immunity
    Zachary J. Flati, University of San Diego

Volume 7 Number 2

  • Investigating the role of the sub-custodian in risk mitigation and who bears the sub-custodian risk
    Günter Schnaitt, Head of Global Securities Services Austria, Unicredit
  • A radically new market environment requires comprehensive data-driven digital collateral management
    Michael Barrett, VP and Global Head of Collateral Management Services and Solutions, Genpact Capital Markets
  • More resilient, better managed, less complex: Strengthening financial market utilities and linkages in the system
    Sarah J. Dahlgren, EVP and Head, Financial Institution Supervision Group, Federal Reserve Bank of New York
  • Protecting collateral contributions under the mandatory clearing regime
    Eugene Stanfield, Head of OTC Clearing, Commerzbank
  • Chasing shadows? The FCA and the measurement of ‘culture’
    Gary Pitts, Managing Partner, Tetractys Partners and Terry Grourk, Managing Director, Enhancing Surveys
  • When does a company have the choice to waive its attorney-client privilege in the USA?
    Linda Riefberg, Member and Christopher Passavia, Associate, Cozen O’Connor
  • Getting ready for TARGET2 Securities (T2S): The time is now
    Tim Garnons-Williams, Senior Business Analyst, Post-Trade Securities, SunGard
  • Corporate governance for financial market infrastructures
    Ana Giraldo, Associate Director, Thomas Murray

Volume 7 Number 1

  • Collateral is the new cash: The systemic risks of inhibiting collateral fluidity
    Andy Hill, Director of Regulatory Policy and Market Practice, International Capital Market Association
  • Client clearing: Portability between clearing members
    Mark Ho, Regulatory Reform Advisor, Standard Chartered
  • Societe Generale Corporate & Investment Banking case study: How we monitor market risk
    Pascal Beurotte, Project Director, Regulatory Programs, Societe Generale Corporate & Investment Banking, and Georges Bory, Managing Director and Co-Founder, Quartet FS
  • Regulations impacting corporate actions and best practices for implementation
    Deborah Culhane, Senior Vice President, Fidelity ActionsXchange
  • Developing a straight-through process for corporate actions in Australia
    Karen Webb, Manager, Settlement Services, Australian Securities Exchange
  • The EMIR compliance game
    Emily Cates, Operational Processing Specialist, Rule Financial
  • Withholding tax: Issues for securities operations and custody
    Ross McGill, Managing Director, GlobeTax
  • Banking without banks: Exploring the disruptive effects of converging technologies that will shape the future of banking
    Andrew Walker, Co-Founder, Tweetminster
  • Eight practices for successful functional testing of an investment management system
    Sandilya B. Vasanth, Senior Consultant, Infosys

Back to Journal