Journal of Financial Compliance publishes in-depth, peer-reviewed articles and case studies on how financial institutions can proactively manage the implementation of, and adherence to, regulatory requirements and effectively mitigate compliance and legal risk, as well as how central banks and financial regulators can effectively manage supervision, inspection and enforcement to facilitate customer/investor protection, financial stability and market growth.
Under an expert Editor, Mario DiFiore, Co-Director of the Corporate Compliance Institute at Fordham University and former Co-Global Head of Compliance Training for Deutsche Bank’s Commercial and Investment Bank, each quarterly 100-page issue provides in-depth guidance on existing, new and emerging legal and regulatory requirements, the practical implementation of compliance policies, procedures and practices and their impact on business practice and corporate culture in the financial services sector. Its detailed articles and case studies – which are peer-reviewed by an Editorial Board of leading regulatory and compliance experts prior to publication – provide in-depth, actionable advice and ‘lessons learned’ from fellow professionals.
The journal showcases new thinking and best practices in compliance at major financial institutions worldwide, provides authoritative guidance from advisers and service providers and gives an insight into regulators’ supervision, inspection and enforcement priorities, as well as criminal matters.
Journal of Financial Compliance is abstracted and indexed in the Research Papers in Economics (RePEc) database IDEAS and Cabell’s Journalytics. It has been accepted for indexing in Scopus.
